COM-Central Compliance
NomuraMumbai, Maharashtra, India
Posted March 17, 2026
Full Time
About the Company
Nomura Services India Private Limited is a financial services company that provides equal opportunities throughout employment and prohibits discrimination in the workplace.
Job Description
The Central Compliance team provides support to Nomura entities globally on Training & Affirmations and Policies Management, Licensing and Registrations, Regulatory Change and Reporting, and Infrastructure Advisory functions. The team ensures that Nomura staff members abide by applicable policies and procedures in order to meet applicable Compliance requirements and regulatory obligations.
Requirements
- Administer and support US Compliance team with complete administration of Online and Offline of Training and Affirmations (Compliance Policies)
- Provide all necessary reports, periodic management information, and such other information as may be required by US Compliance in connection with the processes supported.
- Coordinate with US Compliance team and IT team to facilitate UAT testing for system enhancements and process efficiencies.
Benefits
- Generous Paid Time Off
- 401k Matching
- Retirement Plan
- Tuition Reimbursement