Compliance Officer Wholesale and Regulatory Compliance - VP

Nomura is seeking a Compliance Officer Wholesale and Regulatory Compliance - VP to manage day-to-day operations of the compliance program, provide compliance advisory services, and proactively support business units in identifying and managing regulatory and marketing risks.

Requirements

• Completed studies in law, economics or similar studies, professional education and relevant professional experience
• Previous experience of relevant professional experience
• Fluent in English
• Good written and verbal communication skills
• Profound knowledge in Global Market and Investment Banking products and processes and related local and EU regulatory requirements
• Self-starter, solution oriented, good organizational skills
• Ability to work proactively both individually and in a team, taking the responsibility to achieve results in a set timeframe
• Strong analytical skills
• Ability to work and successfully deliver against different timelines
• Microsoft Office (Excel, Power Point)

Benefits

• Generous Paid Time Off
• 401k Matching
• Retirement Plan
• Visa Sponsorship