Sales and Trading Supervision

The Sales and Trading Supervision team performs daily reviews of the Firm’s trading across Cash Equity and Derivatives desks, analyzing trade data for potentially manipulative trading practices and resolving issues decisively and accurately. The role involves working alongside Compliance, Sales, Trading, Operations, and Equity Management teams to identify potential risk and resolve issues.

Requirements

• 3-15 years' experience in trading, trade support/operations or Compliance
• Sound understanding of US equity market structure
• Proficient in excel
• Able to work in fast paced environment with tight deadlines
• Series 7 & 57 preferred but not required

Benefits

• 401(k) eligibility
• Paid time off benefits (vacation, sick time, and parental leave)
• Full range of medical, financial, and/or other benefits