Consultant, EMEA Compliance Testing

Northern Trust is a globally recognized financial institution seeking a Consultant, EMEA Compliance Testing to join their Manila office. The successful candidate will be responsible for executing the testing program, planning and executing specific reviews, identifying issues, and communicating findings effectively.

Requirements

• Independently establish the appropriate scope and test steps for individual reviews
• Conduct and document testing reviews to assess compliance with and adherence to regulations/legislation and internal policies
• Engage with Compliance SME’s to understand any matters for concern related to applicable reviews
• Follow established EMEA and Global policies, procedures and standards for testing activities
• Apply analytical skills to review information and determine potential weaknesses or exceptions to policies / processes
• Validate and summarise testing results in clear, concise language
• Detect and advise Compliance and Business Unit management of potential compliance issues and identify changes and/or enhancements to improve efficiencies in procedures
• Tracking of identified issues to closure via periodic follow up with action owners
• Validation testing to ensure actions have been adequately closed
• Develop relationships with Internal Audit to coordinate testing efforts and share results.
• Conduct meetings with business unit partners and management to discuss testing results and where applicable challenge management responses
• Support the Regional Manager with ad hoc tasks
• Work effectively as an individual contributor as well as in a team environment
• Develop strong relationships with the first, second and third lines of defence

Benefits

• Reasonable accommodation
• Flexible working requirements