VP - Enterprise Compliance Technology Solutions
Northwestern MutualMilwaukee, Wisconsin, United States
Posted May 20, 2026
196000 - 294000 USD
Full Time
About the Company
A best-in-class company that puts our clients' interests at the center of all we do.
Job Description
The VP â Enterprise Compliance Technology Solutions leads the development and execution of a multi-year technology strategy for the Enterprise Compliance function, leveraging advancements in AI and machine learning to enhance efficiency and proactive risk management.
Requirements
- Bachelorâs degree (preferably with emphasis in broker dealer compliance) or equivalent experience and a minimum of 10 years of progressive compliance, supervision, technology or distribution leadership
- Exceptional technical and analytical capabilities to use data and metrics for decision-making
- Strong organizational leadership and ability to cultivate relationships and influence at all levels
- Experience in the investment, variable insurance, securities, or wealth management industry
- Thorough knowledge of federal and state securities and insurance regulations and regulatory expectations for broker dealers and advisory practices
- Series 7 and 24 licenses (Preferred)
Benefits
- Additional short-term and long-term incentive compensation
- Fairness and transparency in compensation