Senior Mutual Fund/Investment Compliance Analyst II

Senior Mutual Fund/Investment Compliance Analyst II position at Pacific Life Insurance Company in Newport Beach, CA. Provide expertise on compliance related functions/projects to ensure mutual fund, advisor, and insurance company separate account compliance with applicable regulations.

Requirements

• In-depth understanding of regulatory filing requirements under the Investment Advisors Act and the Investment Company Acts of 1933, 1934 and 1940
• Strong working knowledge of investment advisors and mutual funds, with an understanding of different types of investment strategies
• Experience with registered investment adviser and mutual fund SEC regulatory filings and/or compliance
• 8+ years of relevant experience in SEC compliance preferred

Benefits

• Prioritization of your health and well-being including Medical, Dental, Vision, and Well-being Reimbursement Account
• Generous paid time off options including Paid Time Off, Holiday Schedules, and Financial Planning Time Off
• Paid Parental Leave as well as an Adoption Assistance Program
• Competitive 401k savings plan with company match and an additional contribution regardless of participation