Senior Analyst, Compliance
PineBridge InvestmentsMumbai, Maharashtra, India
Posted June 20, 2025
Full Time
About the Company
PineBridge Investments is a private, global asset manager focused on active, high-conviction investing. We draw on the collective power of our experts in each discipline, market, and region of the world through an open culture of collaboration designed to identify the best ideas. Our mission is to exceed clients’ expectations on every level, every day. As of 31 March 2025, the firm managed US$188.9 billion across global asset classes for sophisticated investors around the world. We aim to foster a globally inclusive workplace, contribute to the communities in which we live and work, and invest in companies that are committed to improving their social and environmental responsibility as they achieve financial success alongside investors.
Job Description
The Senior Analyst, Compliance role involves facilitating onboarding and training, developing testing protocols, and evaluating policies and procedures for the Global Compliance program.
Requirements
- Be detail oriented with emphasis on organization, formatting and time management
- Have strong inter-personal and communication skills, including verbal, technical writing and editing
- Exhibit problem-solving skills and ability to analyze data
- Have a strong work ethic, high standards, being able to take accountability and responsibility
- Exhibit strong listening and probing skills
- Have personal integrity and be client service oriented
- Be enthusiastic, adaptable, forward thinking, self-motivated and energetic
- Be able to work independently and in collaboration with team members
- Global industry exposure a plus
- Familiarity with the Investment Advisers Act of 1940, Investment Company Act of 1940, ERISA, MIFID or other adviser related regulatory regimes
- Good critical-thinking, research and social media tools familiarity is critical, as well as a sense of curiosity
Benefits
- 401k Matching
- Retirement Plan
