Senior Compliance Officer, Testing & Monitoring

Qube Research & Technologies (QRT) is a global quantitative and systematic investment manager. The company is seeking a Senior Compliance Officer to lead the Compliance Monitoring Programme and support the development of a global testing function.

Requirements

• Lead the Compliance Monitoring Programme and support the development of a global testing function
• Act as a key point of contact for compliance testing activities across jurisdictions
• Deliver thematic reviews and targeted testing, ensuring timely remediation of identified gaps
• Partner with Investment teams to understand new processes and asset classes, and enhance the CMP accordingly
• Perform detailed investment compliance testing, including sampling, control validation, and documentation of results
• Assess control effectiveness and identify areas for enhancement
• Produce clear reporting for senior management and governance forums, including Board-level updates
• Lead compliance risk assessments and support the identification and ongoing monitoring of key compliance risks
• Monitor regulatory developments and conduct gap analyses to ensure ongoing compliance
• Support regulatory reviews, audits, and internal control assessments

Benefits

• Initiatives and programs to enable employees achieve a healthy work-life balance