Regulatory Compliance Manager, Operational Improvement

Range is creating AI-powered solutions to eliminate financial complexity for our members. We’re transforming wealth management through the perfect blend of cutting-edge technology and human expertise.

Requirements

• Experience in regulatory compliance operations within investment advisory, broker-dealer, or financial services environments
• Working knowledge of supervision, surveillance, and testing requirements, including Reg BI, Form CRS, and FINRA/SEC supervisory expectations
• Hands-on experience with registrations and licensing processes (U4/U5, WebCRD, onboarding coordination)
• Strong organizational and process-oriented mindset, with a focus on consistency, documentation, and follow-through
• Ability to manage recurring compliance deliverables and deadlines across multiple workstreams
• Comfort partnering with cross-functional teams in a fast-paced, evolving environment
• Experience supporting regulatory exams, audits, and ongoing reporting obligations

Benefits

• Health & Wellness: 100% employer-covered medical insurance for employees (75% for dependents), plus dental and vision coverage
• 401(k): Retirement savings program to support your future
• Paid Time Off: Dedicated time to reset and recharge plus most federal holidays
• Parental Leave: Comprehensive leave policy for growing families
• Meals: Select meals covered throughout the week
• Fitness: Monthly movement stipend
• Equity & Career Growth: Early exercise eligibility and a strong focus on professional development
• Annual Compensation Reviews: Salary and equity refreshes based on performance
• Boomerang Program: After two years at Range, you can take time away to start your own company. We’ll hold your spot for 6 months - and pause your equity vesting, which resumes if you return