Senior Compliance Officer (Wealth Management)

The Senior Compliance Officer reports to the Managing Director and Chief Compliance Officer of tru Independence, supporting multiple investment advisory firms with compliance guidance, regulatory expertise, and ongoing operational support.

Requirements

• Bachelor's degree preferred.
• 3+ years of experience in risk management or compliance roles, preferably within the RIA or financial services industry.
• Strong analytical abilities and sound judgment when interpreting regulatory guidance.
• Superior organizational skills and attention to detail.
• Ability to prioritize and adapt to shifting deadlines.
• Strong verbal and written communication skills.
• Collaborative mindset and openness to feedback.
• Knowledge of industry protocols and best practices.
• Strong initiative, accountability, and professional integrity.
• Excellent time management skills and ability to multitask.

Benefits

• Competitive compensation
• Unlimited PTO
• Paid company holidays
• Hybrid work opportunities
• Four weeks paid company holidays
• 401k Matching