Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. The Senior Manager, Compliance Advisory, Europe will contribute to the overall success of GBM Europe Compliance in the UK, ensuring specific individual goals, plans, initiatives are executed / delivered in support of the team’s business strategies and objectives.
Requirements
- Degree educated or equivalent
- Relevant experience with at least 5 years operating in a complex, global bank covering capital markets business and post execution reporting
- Understanding of risks and issues arising in relation to wholesale banking activities
- In-depth understanding of the UK and European regulatory environment related to a wholesale banking and strong knowledge of US regulations (e.g., SEC, CFTC, NFA and FINRA)
- Strong knowledge of Electronic Trading and/or risk management frameworks, automated and Algorithmic Trading including DEA
- Proven ability to review and interpret regulation and legislation, completing detailed gap analyses and working with the business to address any gaps identified
- Experience of multiple stakeholder management at mid to senior management level (C-Suite), including stakeholders from the business as well as third party organisations
- Strong analytical skills and a keen eye for detail
- Excellent written and verbal business communication skills with ability to present confidently to senior executives
- Capable of simultaneously handling multiple tasks and meeting tight deadlines
- Able to recognize and handle sensitive and confidential information
- Self-motivated, confident and capable of working both independently and in a team environment
- Advanced knowledge of MS Office and software tools as applied to the position
- Superior planning, organizational and time-management skills
- Results oriented and high achiever
- Reliable, consistent and disciplined
- High level of integrity
- Tactful, diplomatic and politely persistent
Benefits
- Generous Paid Time Off
- 401k Matching
- Retirement Plan