Director, AML Compliance

Want to help everyday Americans invest and build wealth? We are passionate about democratizing wealth creation through education, advice, and products that help customers achieve greater financial freedom.

Requirements

• 10+ years of AML/BSA compliance experience, including leadership roles within a broker-dealer, fintech, bank, or regulated financial institution
• Deep expertise in BSA/AML, SEC, and FINRA regulatory requirements
• Demonstrated experience owning or significantly shaping an AML program at scale
• Strong track record partnering with product, engineering, and data teams in a digital-first environment
• Experience leading regulatory exams, audits, and complex remediation efforts
• Proven people leader with experience building and scaling teams
• Ability to communicate complex regulatory concepts clearly to executives and non-compliance stakeholders
• Strategic mindset with the ability to operate hands-on when needed

Benefits

• Comprehensive total rewards package, comprising compensation (salary and equity) and health care benefits
• Complimentary subscription to Stash+ account
• Remote-first work policy
• Flexible PTO
• Work-from-home equipment stipends; home internet subsidy
• Paid Parental Leave (offerings for birth giving and non-birth giving parents) Primary & Secondary
• Enhanced health and wellness benefits through One Medical, Gympass, and Maven Health