Compliance, Assistant Vice President

We are hiring a Compliance, Assistant Vice President to perform a critical role for newly acquired business by providing advisory and guidance as well as promote risk excellence culture in a fast-paced, trading environment within Global Markets division.

Requirements

• Under limited supervision, individual in this position provides compliance support to corporate compliance program, business and functional units.
• Review activities and documentation focusing on higher level advisory or process management issues
• Create/Review policies or procedures suitable for the business unit
• Independently conduct assigned responsibilities within their section of overall compliance function and are capable of executing/completing a range of complex tasks and analysis.
• Coordinate the review and interpretation of new and pending laws and regulations that potentially affect the organization’s business practices.
• Participate in the execution of the Compliance Oversight Program
• Assess operational effectiveness and make suggestions to streamline functions
• Provide direction and training to more junior staff
• Complete special projects as assigned