We are looking for a compliance professional who can provide end-to-end support to investment company clients and their Compliance teams. The ideal candidate will have a strong understanding of investment guidelines and regulations, as well as excellent communication and analytical skills.
Requirements
- Good knowledge of U.S. Investment Companies Act of 1940 or UCITS
- Strong communication, interpersonal, organizational, and time management skills
- Ability to analyze investment guidelines and policies to determine testing requirements
- Excellent communication, organization, interpersonal planning, and analytical skills
- Deadline and detail oriented
- Professional experience in financial services, securities sector and capital markets
- Analytical skills
- Strong understanding of Alteryx workflow
- Knowledge of SQL
- Experience in investment compliance monitoring or coding
- University degree in Business majoring in Accounting, Finance, or other Financial-related programs
Benefits
- Generous medical care
- Insurance
- Savings plans
- Flexible Work Program
- Paid volunteer days
- Matching gift program
- Access to employee networks
- Inclusion, Diversity and Social Responsibility initiatives