We are looking for an Investment Compliance Specialist who will engage in various projects, special analysis and initiatives relating to technical aspects of the business. The role will involve providing technical support to Supervisor and Compliance teams to ensure all deliverables are produced and dispatched on time in accordance with client service level agreements and agreed quality standards.
Requirements
- Take a leading role in the review of processes procedures and controls across client groups
- Suggest and create developments- evaluate their continuing effectiveness and accuracy
- Initiate remedial action as necessary
- Ensure documentation exists for any client-specific procedures
- Participate as technical SME in the development, testing and implementation of new systems and products relating to the ongoing business transformation process
- Act as central point of contact for technical issues encountered in the daily business
- Track issue trends and escalate as needed
- Contribute to “open surgery” sessions for technical issue resolution
- Contribute to analysis and planning of Operating Model with the aim of standardizing processes and establishing best practice
- Work closely with Training Department and business lines to identify training needs within the team
- Perform FTE and capacity analysis within compliance teams
- Review the work of others
- Liaise with other internal clients and supporting departments for the purpose of obtaining key inputs to service delivery, resolving errors and discrepancies
- Assist Team Supervisor in the organization of the Team and in ensuring that departmental procedures and controls are adhered to
- Identify issues and problems in service delivery and carry out necessary corrective action
- Keep team Supervisor informed of issues
- Take leading role in setting client-specific solutions within the compliance system
- Support Team Supervisor to ensure that accurate KPI are created and disseminated to the donor site
- Provide technical support to compliance teams in relation to the compliance platform
- Provide timely and professional responses to all enquiries
- Keep Team Supervisor informed as to the daily work progress and status of requests
- Keep Manager updated with regard to project progress
- Establish and maintain good working relationships with internal clients and colleagues
- Demonstrate collaboration with other teams and departments
- Demonstrate flexibility by supporting different client groups as well as contributing to a range of projects
Benefits
- Permanent contract from day one
- Additional holidays (Birthday Day Off, 3rd and 5th year anniversary Day Off)
- Gold Medical Package for employees and their families (partner and children)
- Premium life insurance package and private pension plan
- Wide range of soft skills training, technical workshops, language classes and development programs
- Opportunities to volunteer your time to company-driven initiatives, employee networks or organizations of your choice
- Variety of well-being programs
- Additional benefits available depending on the seniority of the role
