Head of Trade Surveillance and Best Execution
tastytradeChicago, Illinois, United States
Posted May 27, 2026
170000 - 190000 USD
Full Time
About the Company
tastytrade is a retail brokerage for self-directed investing and trading, with a focus on democratizing trading and empowering individual investors.
Job Description
Head of Trade Surveillance and Best Execution position at tastytrade, responsible for ensuring trades are supervised, fairly executed, and accurately reported, with a focus on regulatory compliance and business growth.
Requirements
- FINRA Series 4,7,24, and 63 (or equivalents)
- 7-10 years of experience in broker-dealer trade surveillance, best execution, trading operations, or trade compliance
- Strong working knowledge of FINRA Rules 5310 and 3110, SEC execution and reporting rules, and broker-dealer supervisory frameworks
- Experience with trade surveillance and reporting platforms and OMS/EMS systems, plus strong data skills using tools such as Tableau and SQL or similar analytics
Benefits
- Performance Bonuses
- Stock Purchase Options
- 401k Plan
- Medical/Dental/Vision Benefits
- 20 Paid Vacation Days
- 10 Paid Sick Days
- Gym Membership Reimbursement
- Commuter Benefits
- Pet Insurance
- Wellness & Mental Health Programs
- Charitable Donation Matching
- Two Paid Volunteer Days Off
- Daily catered lunch
- Full kitchen with snacks and beverages
- In-building gym
- Shuttle to/from Metra
