Sr. Compliance Project Manager
The Timberline GroupSt. Louis, Missouri, United States
Posted October 24, 2018
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Full Time
About the Company
The Timberline Group, LLC is a registered representative that delivers securities and investment advisory services through Cetera Advisors, LLC—a broker/dealer and registered investment advisor authorized by FINRA and SIPC. While operating under Cetera’s platform, The Timberline Group maintains its own independent identity and is not affiliated with Cetera Advisors, allowing it to tailor solutions to each client’s unique needs. The firm focuses on providing personalized portfolio management, retirement planning, and wealth preservation strategies to individuals and families across Colorado and Minnesota. By combining Cetera’s robust trading infrastructure with The Timberline Group’s client‑centric approach, the company offers a distinctive blend of accessibility, regulatory compliance, and customized financial guidance.
Job Description
The Senior Compliance Project Manager will be responsible for project management functions of the Compliance and Internal Audit departments, developing and maintaining collaborative relationships with external clients and internal stakeholders.
Requirements
- Bachelor's degree
- Three or more years of experience relevant to described duties
- At least one year of management responsibility
- Knowledge of the project management field and previous experience with project management best practices
- Advanced leadership skills
- Experience in Client Delivery responsibilities and methodologies
- Excellent presentation, written and verbal communication skills
- Excellent negotiation skills
- Knowledge of process improvement methodology