Surveillance Officer

Tower Research Capital is a leading quantitative trading firm founded in 1998. We empower portfolio managers to build their teams and strategies independently while providing the economies of scale that come from a large, global organization.

Requirements

• Undertaking daily post-trade surveillance monitoring on a timely basis to identify activity which may indicate possible market abuse or market integrity issues.
• Escalating issues to business partners, including follow up communication with senior stakeholders.
• Assisting the regional and global compliance team in the strategic enhancements of the firm's surveillance platform
• Reviewing and drafting internal procedures, policies and guidance where required.
• Conducting other ad-hoc project work as required by the regional or global compliance team.

Benefits

• Generous paid time off policies
• Savings plans and other financial wellness tools available in each region
• Hybrid working opportunities
• Free breakfast, lunch, and snacks daily
• In-office wellness experiences and reimbursement for select wellness expenses (e.g., gym, personal training and more)
• Company-sponsored sports teams and fitness events (JPM Corporate Challenge, Cycle for Survival, Wall Street Rides FAR and more)
• Volunteer opportunities and charitable giving
• Social events, happy hours, treats, and celebrations throughout the year
• Workshops and continuous learning opportunities