Business Controls Oversight, Senior Specialist
VanguardPennsylvania, United States ⢠Scottsdale, Arizona, United States ⢠Charlotte, North Carolina, United States
Posted April 2, 2026
Full Time
About the Company
Vanguard is a mission-driven company that aims to work for the long-term financial wellbeing of its clients.
Job Description
The Business Controls Oversight, Senior Specialist will play a critical role in strengthening the company's risk framework by designing, implementing, and executing the Issue Management program across multiple Personal Wealth subdivisions. The role will ensure proactive identification, assessment, and mitigation of risks, and maintain effective internal controls.
Requirements
- Minimum of ten years related work experience
- Undergraduate degree or equivalent combination of training and experience. Graduate degree preferred
- Deep risk management expertise, control frameworks and operational risk
- Experience in line of business risk, control assurance or internal audit, ideally in a regulated financial services environment
- Strong relationship management and influencing skills across all levels of the organization
- Ability to analyze data and translate it into meaningful insights and recommendations
- Strong data literacy and ability to translate data into actionable insights and strategic recommendations
- Experience with GRC platforms (e.g., Archer) is a plus
- Demonstrated ability to lead through complexity and ambiguity while delivering sustainable outcomes
Benefits
- Generous Paid Time Off
- 401k Matching
- Retirement Plan
- Visa Sponsorship: Not offered