Senior Associate, Clearing Operations

We're a leading digital brokerage platform committed to empowering individual investors with the tools and resources they need to succeed financially.

Requirements

• Bachelor's degree in Finance, Economics, Business, or related fields
• 5+ years of clearing, settlement, or broker-dealer operations experience
• Series 99 and/or Series 7 license or ability to acquire within 90 days
• Strong knowledge of DTCC settlement (CNS & non-CNS)
• Experience supporting institutional client trade flows, including allocations, affirmations, confirmations, and settlement.
• Hands-on experience with Apex Clearing
• Experience in clearing omnibus and/or self-clearing.
• Experience with fails management, buy-ins, CTM/OASYS, and reconciliations

Benefits

• Comprehensive Health Coverage
• Financial Support
• Work-Life Balance
• Wellness & Pet Care
• Investing in Your Future
• Dynamic Office Perks