Compliance Analyst

Weiss Asset Management is seeking a Compliance Analyst to join their Compliance team in Boston, Massachusetts. The ideal candidate is detail-oriented, analytical, and technically proficient, with sound judgment and the ability to prioritize under pressure while collaborating effectively across teams.

Requirements

• Review and resolve OMS compliance exception alerts (pre- and post-trade) in coordination with the trading team.
• Support the team in addressing trade-related inquiries and compliance questions across asset classes and jurisdictions.
• Track regulatory developments globally and help update compliance policies and procedures accordingly.
• Help maintain and apply compliance rules within the OMS across funds and strategies.
• Maintain restricted securities and issuer lists, ensuring accuracy and integration into investment workflows.
• Support wall-crossing processes, including tracking restricted individuals and managing MNPI appropriately.
• Use SQL to support data analysis and help streamline or automate manual compliance processes.
• Contribute to ad-hoc compliance projects, including audits, regulatory reviews, and system enhancements.

Benefits

• Generous Paid Time Off
• 401k Matching
• Retirement Plan