Senior Analyst, Legal & Compliance

As part of the Wilshire family, you can rest assured that every day you are contributing to an organization that is helping investors improve their financial outcomes. For more than 50 years, Wilshire has been dedicated to providing customized portfolio solutions grounded in research and powered by next generation technologies. Wilshire advises on over $1 trillion in assets for some of the world’s largest and most sophisticated institutional investors and is headquartered in the United States with offices worldwide.

Requirements

• Undergraduate degree (Business, Finance, Accounting, Legal Studies or related field preferred)
• At least 3 years of experience in a compliance, legal, or audit role within the investment advisory industry, preferably at an SEC-registered investment adviser
• Strong knowledge of SEC regulations including the Investment Advisers Act of 1940 and related compliance requirements
• Familiarity with compliance monitoring, testing protocols, and risk-based assessment approaches
• Experience reviewing marketing/advertising for regulatory compliance (SEC Marketing Rule)
• Excellent attention to detail and highly organized with strong analytical and problem-solving skills
• Outstanding verbal and written communication abilities
• High ethical standards and discretion in managing sensitive/confidential information
• Ability to work collaboratively within a team and across departments
• Ability to manage multiple priorities in a fast-paced environment
• Proficiency with Microsoft Office, SharePoint and compliance monitoring platforms (e.g., ACA ComplianceAlpha, Dasseti) is a plus
• Progress toward, or completion of, a relevant compliance certification (e.g., IACCP or similar) a plus

Benefits

• PTO
• 401(k) match
• Affordable & comprehensive medical/dental/vision insurance
• CFA and other professional membership reimbursement