Allocator One Group is a global investing platform redefining how institutional capital reaches private markets. The company is seeking a Chief Compliance Officer (CCO) to lead the SEC registration process, design and implement written compliance policies, and oversee compliance monitoring across multiple fund vehicles.
Requirements
- 7–12 years of compliance experience at a registered investment adviser (RIA), private fund platform, hedge fund, or PE firm
- Deep knowledge of the Advisers Act, Reg D, Form ADV, and SEC examination standards for private fund advisers
- Hands-on experience with multi-fund governance, sub-adviser monitoring, and conflicts of interest management
- Familiarity with custody rules, AML/KYC frameworks, and cybersecurity compliance standards
- Prior experience with SEC registration, Form ADV filings, and exam cycles
Benefits
- Competitive salary range: $200,000–$280,000 base + 20% bonus
- Equity: TBD (0.1%–0.3% depending on background)
- Autonomy: Full ownership of the compliance operating system; direct input into platform strategy and GP selection
- Visibility: Reporting directly to the MD; participation in investment decisions and board discussions
- Global impact: Help reshape how emerging infrastructure and venture managers access US capital