Chief Compliance Officer, Kraken Adviser LLC

We are seeking a Chief Compliance Officer to lead our compliance program in accordance with the Investment Advisers Act of 1940 and other applicable federal and state securities laws and regulations.

Requirements

• Minimum of 5–10 years of progressive compliance, legal, or regulatory experience in the investment management industry
• Deep working knowledge of the Investment Advisers Act of 1940, the Investment Company Act of 1940, SEC rules and regulations, and relevant state securities laws
• Demonstrated experience designing, implementing, and administering compliance programs for SEC-registered investment advisers leveraging technology solutions
• Experience managing SEC examinations and responding to regulatory inquiries
• Strong understanding of fiduciary duty, conflicts of interest management, best execution, trade allocation, custody, and marketing compliance

Benefits

• Generous Paid Time Off
• 401k Matching
• Retirement Plan
• Visa Sponsorship
• Four Day Work Week
• Generous Parental Leave
• Tuition Reimbursement
• Relocation Assistance