Chief Compliance Officer

Edelman Financial Engines seeks a Chief Compliance Officer to manage and lead its investment advisory compliance program. The ideal candidate will have industry knowledge, the ability to lead a high-performing compliance team, and a strong understanding of regulatory requirements.

Requirements

• Significant experience in developing and implementing investment advisory compliance programs, systems and processes
• Ability to advocate and influence cross-functionally at all levels within an organization
• Detailed knowledge of the Investment Advisers Act of 1940, related rules and regulations, and compliance best practices
• Understanding of ERISA
• Outstanding analytical and organizational skills
• Experienced with use of technology to deliver investment advice and compliance testing

Benefits

• Discretionary bonus
• Health, dental and other wellness plans
• 401(k) contributions