Director of Compliance
AlpacaUnited States • Nigeria
Posted January 25, 2026
Full Time
About the Company
Alpaca is a US-headquartered self-clearing broker-dealer and brokerage infrastructure for stocks, ETFs, options, crypto, fixed income, 24/5 trading, and more.
Job Description
Alpaca is a US-headquartered self-clearing broker-dealer and brokerage infrastructure for stocks, ETFs, options, crypto, fixed income, 24/5 trading, and more. We're searching for a Director of Compliance to support all aspects of the Firm's compliance program, ensuring alignment and effective execution of compliance initiatives.
Requirements
- At least 10 years of experience managing compliance matters within FINRA, SEC, and OCC jurisdictions
- Deep knowledge of U.S. securities regulations, including FINRA/SEC rules, and registration/licensing obligations
- Strong written communication skills for drafting regulatory documentation and policies
- Proven ability to work independently and produce actionable compliance work
- Ability to operate effectively in a fast-paced, global environment with evolving regulatory requirements
- Proficiency in using compliance software and tools
- High ethical standards and a commitment to maintaining confidentiality
- Bachelor's degree in Finance, Business, Law, or a related field
Benefits
- Competitive Salary & Stock Options
- Health Benefits
- New Hire Home-Office Setup: One-time USD $500
- Monthly Stipend: USD $150 per month via a Brex Card
