Compliance Officer
BCI - Brokerage Consultants Inc.Atlanta, Georgia, United States
Posted January 16, 2026
100000 - 120000 USD year
Full Time
About the Company
An independent broker-dealer and wealth management firm providing comprehensive financial products and services.
Job Description
An independent broker-dealer and wealth management firm is seeking a Compliance Officer to provide compliance leadership and guidance to registered representatives and advisors.
Requirements
- Bachelor’s degree in a related field or equivalent professional experience
- 4+ years of supervisory experience and seven or more years of industry experience
- FINRA Series 7, Series 24, and Series 63 & 65 or Series 66 required; Series 4, Series 52, or Series 53 preferred
- Strong written and verbal communication skills
Benefits
- Safe Harbor 401(k) plan with 3% employer contribution
- Profit-sharing bonus program
