Compliance Analyst

Belvedere Trading is a leading proprietary trading firm seeking a Compliance Analyst to join their Compliance team. The individual will report to the Chief Compliance Officer and work to build a more efficient and scalable Compliance program.

Requirements

• Draft and update written policies and procedures to conform to new regulations and create desktop procedures for a variety of Compliance functions.
• Oversee and manage the firm’s surveillance processes to ensure compliance with the firm’s personal trading policy.
• Administer the firm’s daily FINRA CAT compliance reporting.
• Interface with Belvedere’s regulators, including various self-regulatory organizations, to ensure timely and comprehensive responses to inquiries and exam requests.
• Interact with Belvedere senior management to ensure that operational procedures are up to date and consistent with WSP requirements.
• Work alongside experienced traders and technical teams to gain an unparalleled knowledge of our proprietary systems.

Benefits

• Generous Paid Time Off
• 401k Matching
• Retirement Plan
• Health Insurance