Compliance Officer

We are seeking a Compliance Officer to join our Legal & Regulatory Group. The Compliance Officer will contribute on day one and work closely with the Chief Compliance Officer and other senior leaders on strategic initiatives and essential workstreams.

Requirements

• Advising on regulatory frameworks for where, how, and to whom Bridgewater products and services can be marketed
• Review of marketing materials and overseeing the use of AI for such processes
• Management of state lobbyist filings, approvals for outbound gifts and entertainment and political contributions, and bad actor checks
• Advising front office staff, including department heads, on regulatory matters
• Overseeing vendors and consultants with both substantive and operational roles to ensure quality outcomes
• Navigating and advising on medium level compliance, client service, and investment complexities

Benefits

• Generous Paid Time Off
• 401k Matching
• Retirement Plan
• Four Day Work Week
• Generous Parental Leave
• Tuition Reimbursement
• Relocation Assistance