Compliance Officer

We are looking for a Compliance Officer to join our Legal & Compliance team. In this role, you will help support and maintain Vise’s compliance program, ensuring we meet our regulatory obligations while enabling our business to grow.

Requirements

• Bachelor’s Degree (finance, accounting, economics, legal preferred, but not required)
• 2–4 years of experience in a compliance role within the financial services or fintech industry
• Strong understanding of the Investment Advisers Act of 1940 and related SEC rules
• Familiarity with regulatory filings (Form ADV, Rule 13F Reports, etc.)
• Highly organized with strong attention to detail and documentation
• Excellent written and verbal communication skills
• Proactive, resourceful, and eager to learn
• Ability to work independently and in a fast-paced, collaborative environment
• Experience drafting and updating policies and procedures
• Familiarity with compliance tools and systems is a plus (e.g., Global Relay, ComplianceAlpha, etc.)

Benefits

• Competitive salary and equity
• Unlimited PTO and great benefits
• $1 medical insurance
• 401k plan with generous matching and self-directed brokerage account option
• Access to investment management and free financial advice from one of our partner RIA firms
• Paid lunches at our NYC office
• Career growth and development opportunities