Compliance Officer

Join a team that values your ambition and empowers your growth at Corient, a wealth management platform that combines personal service and objective advice with extensive resources and intellectual capital. We're seeking a Compliance Officer to manage our Code of Ethics Program and support compliance, risk, and legal groups.

Requirements

• Manage the Firm's Code of Ethics Program
• Escalate exceptions to business and Compliance management
• Act as administrator and systems expert for our Code of Ethics Monitoring tool
• Prepare metrics for monthly and quarterly reporting
• Identify, present recommendations, and ultimately implement solutions for improving processes within the program
• Monitor and stay current on relevant laws, regulations, and industry standards
• Prepare and maintain accurate records and documentation related to compliance and operational activities

Benefits

• 401(k) Plan with Employer Matching
• Four Medical Plan options
• Employer paid Dental, Vision & Life and AD&D Insurance
• Employer paid Short-term & Long-term Disability
• Paid Maternity & Parental Leave
• Flexible Spending Accounts & Health Savings Accounts
• Dependent Care FSA
• Commuter & Transit FSA
• Corporate Discount Program - Perkspot
• Training Reimbursement
• Paid Professional Designations
• Giving back to the community - Volunteer days