Brown Advisory is seeking a highly motivated Investment Compliance Analyst to join our global Compliance team in Baltimore. This role requires a strong sense of ownership, intellectual curiosity, and accountability to interpret and translate client mandates and regulatory requirements into systematic trading controls.
Requirements
- Bachelor’s degree from an accredited institution
- 3+ years of experience in investment management or a related area
- Experience with Charles River Investment Management Solution (CRD/CRIMS) or familiarity with rules-based logic within any Order Management System (OMS)
- Familiarity with regulatory frameworks (40 Act and UCITS)
- Proficiency in Microsoft Office applications, including Outlook, Teams, and Excel
- Entrepreneurial mindset with a proactive approach to problem-solving, innovation, and continuous improvement
- Exceptional analytical, problem-solving, and communication skills
- Meticulous attention to detail and organizational excellence
- High ethical standards and discretion when handling confidential information
- Collaborative mindset and ability to work effectively in team settings
- Ability to work onsite in our Baltimore office
- Authorized to work in the United States without the need for current or future employer-sponsored work authorization
Benefits
- Medical
- Dental
- Vision
- Wellness program participation incentive
- Financial wellness program
- Fitness event fee reimbursement
- Gym membership discounts
- Colleague Assistance Program
- Telemedicine Program (for those enrolled in Medical)
- Adoption Benefits
- Daycare late pick-up fee reimbursement
- Basic Life & Accidental Death & Dismemberment Insurance
- Voluntary Life & Accidental Death & Dismemberment Insurance
- Short Term Disability
- Paid parental leave
- Group Long Term Disability
- Pet Insurance
- 401(k) (50% employer match up to IRS limit, 4 year vesting)