Senior Compliance Analyst - Advertising Review
CeteraUnited States
Posted April 6, 2026
85000 - 100000 USD
Full Time
About the Company
Cetera Financial Group is a leading network of independent retail broker-dealers empowering the delivery of objective financial advice to individuals, families and company retirement plans across the country.
Job Description
Cetera Financial Group is seeking a Senior Compliance Analyst for Ad Review to ensure compliance with firm policy, FINRA, and SEC rules. The role is remote and requires a Bachelor’s degree or equivalent experience, five years of relevant experience in advertising compliance, and Series 7 & 24 FINRA registrations. The base annual salary range is $85,000 to $100,000, plus a competitive performance-based bonus.
Requirements
- Bachelor’s degree or equivalent experience
- Five years relevant experience in advertising compliance
- Series 7 & 24 FINRA registrations
- Working knowledge of life insurance and annuity products
- General knowledge of advanced marketing concepts
- Organization skills
- Good written and verbal communication skills
- Ability to manage high volumes under tight deadlines
Benefits
- Inclusive health, dental, vision and life insurance plans
- Easy access to mental health benefits
- 20 plus days of paid time off (PTO), paid holidays, and 2 paid wellness days
- 401(k) Savings plan with a generous company contribution (up to 5%)
- Paid parental leave
- Health Savings and Flexible Spending Account options
- Employee Assistance Program (EAP), LifeLock, Pet Insurance and more