Supervision Specialist
CeteraDallas, Texas, United States
Posted April 8, 2026
73000 - 103000 USD
Full Time
About the Company
Cetera Financial Group is a leading network of independent retail broker-dealers empowering the delivery of objective financial advice to individuals, families and company retirement plans across the country.
Job Description
We’re seeking a Supervision Specialist to join our team and help ensure compliance and operational excellence. This role offers an opportunity to leverage your industry expertise as a registered principal while supporting financial professionals and safeguarding firm standards.
Requirements
- FINRA Series 7, 24, and 63 licenses required
- Series 65/66 within 6 months
- Series 53/52 within 1 year of hire
- 3+ years of relevant securities industry experience
- 2+ years of supervisory and/or sales experience within the brokerage and securities industry
- Bachelor’s degree
Benefits
- Inclusive health, dental, vision and life insurance plans
- Easy access to mental health benefits
- 20 plus days of paid time off (PTO)
- Paid holidays
- 2 paid wellness days
- 401(k) Savings plan with a generous company contribution
- Paid parental leave
- Health Savings and Flexible Spending Account options
- Employee Assistance Program (EAP)
- LifeLock
- Pet Insurance