CG Financial Services, through its CG Advisor Network, provides operational support, technology platforms, and consulting resources to independent financial advisors, enabling them to focus on client service and business growth.
The Compliance Associate provides support to the Risk Management team with administrative tasks, compliance testing, training and resource management, and other duties. The role involves maintaining risk management documentation, scheduling meetings, managing department communications, participating in risk assessments, and staying up to date on industry best practices and regulatory changes.