Trust Compliance Officer
CeteraDallas, Texas, United States
Posted April 2, 2026
Full Time
About the Company
Cetera Financial Group is a leading network of independent retail broker-dealers empowering the delivery of objective financial advice to individuals, families and company retirement plans across the country through trusted financial advisors and financial institutions.
Job Description
Trust Compliance Officer responsible for developing strong working relationships with financial professionals, managing compliance duties, and ensuring adherence to laws and regulations.
Requirements
- Bachelor's degree
- Professional certification such as Certified Fiduciary & Investment Risk Specialist (CFRIS) or Certified Trust and Fiduciary Advisor (CTFA) highly preferred
- A minimum of 6 years of experience in a compliance role within the banking or financial services industry
- Strong organizational, multi-tasking and analytical skills
- Outstanding written and verbal communication abilities
- Effective problem-solving and decision-making abilities while working both independently and as part of a team
- Experience in maintaining successful compliance programs
- Experience in the Microsoft Suite of applications: Excel, Word, Outlook, SharePoint, and Access
Benefits
- Inclusive health, dental, vision and life insurance plans
- Easy access to mental health benefits
- 20 plus days of paid time off (PTO)
- Paid holidays
- 2 paid wellness days
- 401(k) Savings plan with a generous company contribution (up to 5%)
- Paid parental leave
- Health Savings and Flexible Spending Account options
- Employee Assistance Program (EAP)
- LifeLock
- Pet Insurance
