COMPLY is a leading provider of compliance solutions for financial services firms. Through technology, consulting, and education, they help clients navigate complex regulatory environments, including SEC, FINRA, FCA, and state regulations. With expertise in technology enablement and compliance protocols, COMPLY supports over 5,000 clients globally across investment banks, private funds, broker-dealers, and more.
Open Positions
Partnership Compliance Consultant
Law or financial degree, knowledge of investment laws and regulations, and excellent interpersonal skills
Customer Success Manager
3+ years of Customer Success or Account Management experience required
Comprehensive Compliance Consultant
Law degree and/or equivalent regulatory compliance experience, knowledge of Investment Advisers Act of 1940, excellent interpersonal skills, ability to manage relationships with colleagues and stakeholders at all levels
Product Marketing Manager
4-7 years of experience in product marketing or content marketing, compliance or highly-regulated industry experience, exceptional writing skills, and familiarity with FCA regulations
Customer Success Manager
3+ years of experience in Customer Success or Account Management, financial services or compliance experience, and excellent communication skills
Sales Development Representative
Experience in SaaS sales and customer-facing roles a plus. BA/BS degree or equivalent required
Enterprise Solutions Engineer
5+ years of experience in compliance or compliance-related function, Bachelor’s degree, and excellent communication and presentation skills
Web Experience Manager
4-6 years of experience in web-focused marketing, hands-on expertise with various tools, strong understanding of SEO, and ability to manage website projects
Sr. Salesforce Administrator
Proven experience as a Salesforce Administrator, Salesforce Administrator Certification, and advanced proficiency in Salesforce products
Senior Financial Analyst
BA or BS in Finance, Accounting or related field, 3-5 years of experience, excellent Excel skills
+14 More Jobs Available!
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