Associate General Counsel - Capital Markets

D.A. Davidson Companies is an independent, employee-owned company seeking an Associate General Counsel - Capital Markets to provide legal advice and guidance to support the conduct of the Companies’ business in compliance with all applicable laws, rules, and regulations.

Requirements

• Juris Doctor degree and an active license to practice law in at least one U.S. jurisdiction.
• Significant experience advising financial institutions, including broker-dealers and municipal advisors, on capital markets and regulatory matters.
• Demonstrated knowledge of federal and state securities laws, rules, and regulations, including those applicable to fixed income products and capital markets activities.
• Substantial experience in capital markets legal practice, with a focus on fixed income products and transactions.
• Strong analytical, judgment, communication, and negotiation skills, with the ability to provide practical, risk-based legal advice.
• Ability to manage multiple complex matters concurrently and deliver high-quality work product in a fast-paced environment.
• Facility with technology-enabled work environments and willingness to leverage emerging tools and processes to improve efficiency and effectiveness.
• Ability to collaborate effectively with internal stakeholders, including senior management, business personnel, Compliance, and risk functions, as well as external counsel and regulators.
• High level of professionalism, discretion, and commitment to confidentiality.
• Ability to maintain regular, predictable attendance.

Benefits

• Medical, Dental and Vision
• Company 401(k) and ESOP contribution
• Generous sick, vacation, and maternity/parental leave
• Paid holidays
• Professional Development Opportunities
• Tuition Reimbursement ($15,000 lifetime cap)
• Discounted personal insurance including home, auto and recreational vehicles
• Charitable gift-matching program
• Davidson Day of Giving – Our tradition of positively impacting communities in which we live and work.