Compliance

Develop and implement compliance policies and procedures to ensure adherence to laws, regulations, and industry standards. Conduct compliance risk assessments and audits, provide training, and investigate compliance issues.

Requirements

• Bachelor’s degree in Law, Business Administration, Finance, or a related field; professional compliance certification is a plus.
• Minimum of 3 years’ experience in a compliance role, preferably within the technology or asset management sector.
• Strong knowledge of relevant laws, regulations, and industry standards (e.g., SOX, GDPR, ISO).