Compliance at U.S. RIAs, broker-dealers, and wealth fintechs still runs largely on manual review. We are building an explainable AI platform that reasons like a senior compliance officer and produces audit-ready evidence on demand.
Requirements
- Shipped LLM-powered systems into production environments where incorrect outputs carried real consequences
- Full-stack confidence across applied LLMs, RAG, retrieval, deterministic rules engines, human-in-the-loop workflows, observability, and secure multi-tenant SaaS (SOC 2, tenant isolation, encryption, audit logging)
- Well-formed convictions about explainability and reliability engineering, developed through direct production experience
- Prepared to operate as a principal — setting the technical agenda, making decisive calls under uncertainty, and owning the outcomes that follow
Benefits
- Founder-level equity
- Founder-level authority with co-decision rights on product, technology, hiring, fundraising, and strategy
- A board or board-observer seat as appropriate to the cap table and stage
- Genuine partnership with the CEO on every material decision