Compliance at US RIAs, broker-dealers, and wealth fintechs still runs largely on manual review. We are building an explainable AI platform that reasons like a senior compliance officer and produces audit-ready evidence on demand.
Requirements
- Shipped LLM-powered systems into production environments where incorrect outputs carried real consequences
- Full-stack confidence across applied LLMs, RAG, retrieval, deterministic rules engines, human-in-the-loop workflows, observability, and secure multi-tenant SaaS
- Well-formed convictions about explainability and reliability engineering
- Prior founder, founding engineer, or early-stage technical leadership experience
- Background in legal tech, RegTech, fintech compliance, healthcare, or another high-trust regulated vertical
- Familiarity with the U.S. wealth management ecosystem, including SEC and FINRA workflows, marketing review, communications surveillance, and trade monitoring
Benefits
- Founder-level equity
- Founder-level authority with co-decision rights on product, technology, hiring, fundraising, and strategy
- Board or board-observer seat as appropriate to the cap table and stage
- Genuine partnership with the CEO on every material decision