VP, Regulatory Compliance, Markets & Operations

We're home to Asia's most dynamic and vibrant capital markets. HKEX is a purpose-driven company committed to the long-term development of our business and our markets.

Requirements

• Provide compliance and regulatory advice and support to facilitate business matters, products, projects and initiatives with coverage for Markets and Operations divisions.
• Develop and deliver the compliance program to the business, including ongoing reviews to assess HKEX’s compliance with relevant laws and regulations, as well as internal policies and procedures to ensure compliance with relevant regulatory obligations and legislation.
• Assist in drafting, reviewing, and maintaining internal compliance policies, procedures and guidelines to ensure alignment with regulatory requirements and best practices.
• Coordinate and prepare divisions and functional areas for reviews or international assessments e.g. FATF, IMF, FSAP, etc.
• Communicate and work closely with internal teams and HKEX’s regulators across jurisdictions.
• Contribute to the development of internal training programs, including the creation of training materials and presentations to support staff awareness and understanding of compliance obligations.
• Support ad-hoc projects including those related to regulatory technology, with a focus on integrating and embedding digital solutions into Group Compliance processes to enhance compliance workflow efficiency and oversight.
• Provide coaching and mentoring to junior members of the team.

Benefits

• Excellent analytical, drafting, research, communication, and presentation skills, with keen attention to detail.
• A collaborative team player with the ability to work independently and embrace new challenges.
• Demonstrates flexibility and a growth mindset, with a commitment to continuous learning and development.