Compliance-Bengaluru-Associate-Control Room
LateralBengaluru, Karnataka, India
Posted February 25, 2026
Full Time
About the Company
We commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow.
Job Description
Compliance - Control Room – Associate – Bengaluru GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance.
Requirements
- Interacting with the Investment Banking, Global Markets and Asset Management Divisions to maintain the Firm's Confidential Lists
- Reviewing research published by the Global Investment Research Division to ensure compliance with certain legal and regulatory obligations
- Liaising with Legal and other areas of Compliance to monitor and/or restrict sales, trading and/or research activities pursuant to certain legal, regulatory and/or policy considerations
Benefits
- Generous Paid Time Off
- 401k Matching
- Retirement Plan
- Visa Sponsorship
