Associate, Compliance & Control II

Contributes to compliance efforts of the assigned business unit, analyzes legislation, and assists with drafting of documentation. Assists with projects and program tasks to improve compliance and control environment. Builds working relationships with business unit managers to facilitate timely delivery of information.

Requirements

• Bachelor's degree or equivalent combination of education and experience
• 0-3 years of total work experience preferred
• Business or Finance degree preferred
• Financial Services, Audit or Compliance background and/or experience with financial services compliance and/or experience with the assigned products, services or business lines/areas and the pertaining laws, regulations and rules of relevant regulators preferred.

Benefits

• Equal Employment Opportunity/Affirmative Action Employer
• Inclusive employment policies and employee forums
• Family-friendly policies
• Supports wellbeing and a balanced life