Global Banking and Markets (Public) FICC Compliance, Vice President, London
LateralLondon, Greater London, England, United Kingdom
Posted March 23, 2026
Full Time
About the Company
Lateral delivers full-service technology solutions, adding business value through design, implementation and consulting services.
Job Description
This is a VP level role within the Global Banking and Markets (Public) FICC Compliance Team, based on the trading floor in London. The role entails providing compliance coverage for our market leading GCEM business.
Requirements
- Trading floor-based role providing real-time compliance advice
- Provision of pro-active risk mitigation instructions
- Assisting with the interpretation and implementation of new rules / regulation
- Developing and delivering of training
- Developing and deploying second line controls
- Reviewing new algorithms and other electronic-related business initiatives
- Review of complex and strategic marketing materials
- Co-ordination with the broader Compliance teams
- Participation in compliance, regulatory and internal investigations and audits
- Liaising with local regulators and Exchange and venue operators
Benefits
- Generous Paid Time Off
- 401k Matching
- Retirement Plan
- Visa Sponsorship
- Four Day Work Week
- Generous Parental Leave
- Tuition Reimbursement
- Relocation Assistance