Suitability Compliance Specialist
Lincoln FinancialRadnor Township, Pennsylvania, United States • Charlotte, North Carolina, United States • Fort Wayne, Indiana, United States • Greensboro, North Carolina, United States • Hartford, Connecticut, United States • Omaha, Nebraska, United States
Posted April 1, 2026
55700 - 100200 USD
Full Time
About the Company
Lincoln Financial helps people to confidently plan for their version of a successful future.
Job Description
The Suitability Compliance Specialist will be responsible for ensuring compliance with federal securities and state insurance laws through the development and administration of suitability review programs.
Requirements
- 4 Year/Bachelor's degree or equivalent work experience (4 years of experience in lieu of Bachelor's)
- 1 - 3+ Years of Compliance and/or Legal experience that directly aligns with the specific responsibilities for this position
- 120 Days Certifications/Licensures: (SIE, Series License-6, Series License-26)
Benefits
- PTO/parental leave
- Competitive 401K and employee benefits
- Free financial counseling, health coaching and employee assistance program
- Tuition assistance program
