Director, Compliance (AML)

Futu US Inc. is seeking a Director, Compliance (AML) to lead a dedicated team responsible for monitoring and enforcing anti-money laundering policies and procedures, ensuring compliance with regulatory requirements and safeguarding the integrity of our financial services.

Requirements

• Oversee and manage the firm’s AML compliance program in accordance with the Bank Secrecy Act (BSA), USA PATRIOT Act, and applicable FINRA, SEC, and state regulations.
• Act as a subject-matter expert on all AML-related matters, including CDD, EDD, transaction monitoring, sanctions screening, and SARs.
• Design, enhance, and optimize AML data flows, reporting, and surveillance processes to improve efficiency and reduce manual review.

Benefits

• Comprehensive Paid Medical Benefits
• 401k Employer Contribution
• Generous Paid Time Off & Paid Holidays
• Opportunities for Professional Growth & Development
• Performance Based Bonuses