Director, Compliance (AML)
moomooDallas, Texas, United States • Jersey City, New Jersey, United States
Posted January 7, 2026
145000 - 180000 USD
Full Time
About the Company
Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU).
Job Description
Director, Compliance (AML) role at Futu US Inc. leading AML compliance program, overseeing AML data flows, reporting, and surveillance processes, and managing AML alerts, investigations, and escalations.
Requirements
- Broker-dealer experience
- FINRA Series 7 License
- Series 24 (or ability to obtain within 4 months of hire)
- Significant AML experience within a FINRA-registered broker-dealer
- In-depth knowledge of current FINRA, SEC, state, and related regulations and rules
- Strong background in AML data, systems, and reporting
- Familiarity with Actimize or similar platforms
- Excellent written and verbal communication skills
Benefits
- Comprehensive Paid Medical Benefits
- 401k Employer Contribution
- Generous Paid Time Off & Paid Holidays
- Opportunities for Professional Growth & Development
- Performance Based Bonuses