Vice President, Compliance Manager(AML)
moomooDallas, Texas, United States • Jersey City, New Jersey, United States
Posted January 8, 2026
120000 - 160000 USD
Full Time
About the Company
Futu US Inc. is a financial services company that provides a digitized brokerage and wealth management platform.
Job Description
As the VP/AML Compliance, you will lead a dedicated team responsible for monitoring and enforcing anti-money laundering policies and procedures. You will work closely with internal and external stakeholders to identify and mitigate risks, providing expert guidance and oversight.
Requirements
- Broker-dealer experience
- FINRA Series 7 License
- Required Series 24 (or ability to obtain within 4 months of hire)
- Significant AML experience within a FINRA-registered broker-dealer
- In-depth knowledge of current FINRA, SEC, state, and related regulations and rules
- Strong background in AML data, systems, and reporting
- Familiarity with Actimize or similar platforms preferred
- Excellent written and verbal communication skills, with the ability to produce clear, concise reports
Benefits
- Comprehensive Paid Medical Benefits
- 401k Employer Contribution
- Generous Paid Time Off & Paid Holidays
- Opportunities for Professional Growth & Development
- Performance Based Bonuses