Financial Regulatory Analyst

Financial Regulatory Analyst position at Futu US Inc. involves ensuring compliance with financial regulations and standards specific to brokerage operations, assisting with various accounting duties, and interpreting and implementing regulatory requirements set forth by organizations such as the SEC, FINRA, and other relevant regulatory bodies.

Requirements

• Bachelor's degree in accounting or similar
• Series 27 or ability to obtain within 6 months
• 2-3 years Regulatory reporting experience from broker dealer (Preferred)
• 2-3 years experience in CFTC reporting requirements for Futures Commission Merchants (Preferred)
• 2-3 years experience in NMLS reporting related to money transmitter license (Preferred)

Benefits

• Comprehensive Paid Medical Benefits
• 401k Employer Contribution
• Generous Paid Time Off & Paid Holidays
• Opportunities for Professional Growth & Development
• Performance Based Bonuses